According to a Financial Times report on November 3, citing three people familiar with the matter, the China Securities Regulatory Commission (CSRC) held meetings with investment banks over the past few days, issuing informal window guidance to suspend corporate IPOs and halt large-scale share sales by existing shareholders until the market recovers.
On October 9, Jiaojian Shares announced that its actual controller Yu Faxiang has been placed under investigation by the CSRC for suspected violations of information disclosure laws and regulations, and that its daily production and operations are normal.
CSRC Chairman Wu Qing announced that the registration of the first batch of 18 active ETFs has been approved. Officials describe them as a tool for bringing in incremental capital, but in reality they mainly serve to convert off-exchange redemptions into on-exchange turnover and pad trading volume.
The China Securities Regulatory Commission (CSRC) announced on September 18 that it plans to reward tipsters in 17 cases, including the Huawei Microelectronics case. Applications must be registered by December 18, after which they will be treated as waived. The announcement did not disclose the names of the whistleblowers.
On September 11, the China Securities Regulatory Commission (CSRC) publicly announced administrative penalty decisions, imposing fines and market entry bans on Chen Guanghua, Zong Jianshu, Ma Xingrui, and Lu Runkai for fabricating and disseminating false information about tax rate adjustments. The individuals involved disrupted the securities market through this act, but none had illegal gains.
On September 9, according to The Information, after the China Securities Regulatory Commission (CSRC) raised the listing threshold for humanoid robot companies through non-public window guidance, related companies must prove they can form sustainable revenue, are narrowing losses, or possess genuine technological innovation to go public. This policy shift is related to the financing frenzy in the primary market and the drastic stock price fluctuations after the listing of Unitree Robotics.
The Chinese Communist Party's securities regulator announced a crackdown on cross-border brokerages such as Futu and Tiger, accusing them of doing business with domestic residents without a license. The news sent the two companies' shares plunging 30% to 40% in pre-market trading in the US.
On May 22, 2026, eight departments including the China Securities Regulatory Commission (CSRC) jointly issued a plan announcing a two-year campaign to completely ban illegal cross-border securities and futures activities. The plan specifically named Futu Securities, Tiger Brokers, and Longbridge Securities for illegal operations, proposing to confiscate illegal gains and impose fines.
On September 5, multiple media outlets confirmed that Yi Huiman, former chairman of the China Securities Regulatory Commission (CSRC), has been taken away for investigation on suspicion of corruption, marking the second probe of him this year. Sources familiar with the matter said it is related to his relatives interfering in IPOs and internal corruption at ICBC. During his tenure, he oversaw 1,838 A-share IPOs with a total value exceeding 11 trillion yuan.
The China Securities Regulatory Commission (CSRC) has approved the suspension of the securities lending business, a practice previously promoted by Fang Xinghai and widely regarded by retail investors as a tool for 'leek-cutting' (fleecing investors).
The China Securities Regulatory Commission (CSRC) issued a warning to Zhao Wei and her husband, fined them 300,000 yuan each, and imposed a 5-year securities market ban.