On August 10, 2026, the Zhejiang Securities Regulatory Bureau issued an announcement stating that, due to multiple compliance management issues in Caitong Securities' brokerage and proprietary trading businesses, regulatory measures were imposed against it in accordance with the law.
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李老师不是你老师TG
2026-10-04 00:58 · 🖼 两家券商因违规收罚单：开源证券涉网络安全迟报，财通证券业务合规问题被查
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Zhejiang Securities Regulatory Bureau Takes Regulatory Measures Against Caitong Securities Over Compliance Issues in Brokerage and Proprietary Trading
2026.08.10 · Official claim
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